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DOs and DONTs : Issue of Securities


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DOs

  • Read the Prospectus/ Abridged Prospectus and carefully note:
    • Risk factors pertaining to the issue.
    • Outstanding litigations and defaults, if any.
    • Financials of the issuer.
    • Object of the issue.ü Company history.
    • Background of promoters.
    • Instructions before making application.
  • In case of any doubt/problem, contact the compliance officer named in the offerdocument.
  • In case you do not receive physical certificates/credit to demat account orapplication money refund, lodge a complaint with compliance officer of issuercompany and post issue lead manager as stated in the offer document.

DON’Ts

  • Do not fall prey to market rumours.
  • Do not go by any implicit/explicit promise made by the issuer or any one else.
  • Do not invest based on bull run of the market index/scrips of other companies insame industry/issuer company.
  • Do not bank upon the price of the shares of the issuer company to go up in theshort run.

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